# Securities and Exchange Commission 184 documents across 20 days of the archive, 1 of them final rules. The five most recent days are below. [HTML](https://downstream.sh/daily/agency/securities-and-exchange-commission/) · [the long-form archive](https://downstream.sh/daily/agency/securities-and-exchange-commission/archive.md) · [the daily issue](https://downstream.sh/daily/index.md) ## Dates this agency has set that have not yet arrived | Date | Offset | What | Document | Agency | |---|---|---|---|---| | 2026-09-04 | today | Takes effect | [Transfer Agent Rules](https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules) | Securities and Exchange Commission | | 2026-09-14 | +10d | Comments close | [Regulatory Flexibility Agenda](https://www.federalregister.gov/documents/2026/08/14/2026-16619/regulatory-flexibility-agenda) | Securities and Exchange Commission | | 2026-10-20 | +46d | Comments close | [Regulation Crypto Assets](https://www.federalregister.gov/documents/2026/08/21/2026-17183/regulation-crypto-assets) | Securities and Exchange Commission | | 2026-11-02 | +59d | Comments close | [Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities](https://www.federalregister.gov/documents/2026/09/02/2026-17939/exemption-of-debt-obligations-issued-by-the-european-union-under-the-securities-exchange-act-of-1934) | Securities and Exchange Commission | | 2026-11-03 | +60d | Comments close | [Transfer Agent Rules](https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules) | Securities and Exchange Commission | ## 4 September 2026 — 7 documents [the whole issue for this day](https://downstream.sh/daily/2026-09-04.md) > The Securities and Exchange Commission published a proposed rule to modernize transfer agent regulations and six notices regarding self-regulatory organization filings. — via Downstream, https://downstream.sh/daily/agency/securities-and-exchange-commission/#s-2026-09-04 *Machine-written by `claude-haiku-4-5-20251001` from the documents below.* ### Transfer Agent Rules *Proposed Rule · significant under E.O. 12866* — Securities and Exchange Commission The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents. - **Comments close** 3 November 2026 (in 60 days) - **Takes effect** 4 September 2026 (today) 91 FR 56946 · FR Doc. 2026-18190 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18190.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules) ### Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 9558 of Nasdaq's Disciplinary Code *Notice* — Securities and Exchange Commission 91 FR 56934 · FR Doc. 2026-18113 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18113.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18113/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) ### Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56923 · FR Doc. 2026-18112 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18112.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18112/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56931 · FR Doc. 2026-18111 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18111.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18111/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56928 · FR Doc. 2026-18110 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18110.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18110/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56926 · FR Doc. 2026-18109 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18109.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18109/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Eldridge Dynamic Income Fund and Eldridge Structured Credit Advisers, LLC *Notice* — Securities and Exchange Commission 91 FR 56922 · FR Doc. 2026-18108 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-04/pdf/2026-18108.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/04/2026-18108/eldridge-dynamic-income-fund-and-eldridge-structured-credit-advisers-llc) ## 3 September 2026 — 7 documents [the whole issue for this day](https://downstream.sh/daily/2026-09-03.md) > The SEC and CFTC published a rule extending the Form PF compliance date for private fund advisers from October 1, 2026, to July 1, 2027. — via Downstream, https://downstream.sh/daily/agency/securities-and-exchange-commission/#s-2026-09-03 *Machine-written by `claude-haiku-4-5-20251001` from the documents below.* ### Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date *Rule* — Commodity Futures Trading Commission · Securities and Exchange Commission The Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC") (collectively, "we" or the "Commissions") are further extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from October 1, 2026, to July 1, 2027. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator (a "CPO") or a commodity trading adviser (a "CTA"). - **Takes effect** 3 September 2026 (1 days ago) 91 FR 56593 · FR Doc. 2026-18104 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18104.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18104/form-pf-reporting-requirements-for-all-filers-and-large-hedge-fund-advisers-further-extension-of) ### Notice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related to the Recovery of Costs Incurred During Period 4 of the Financial Accountability Milestones Pursuant to Section 36 of the Securities Exchange Act of 1934 and/or Rule 608(e) of Regulation NMS Thereunder, and Request for Comment *Notice* — Securities and Exchange Commission 91 FR 56691 · FR Doc. 2026-18071 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18071.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18071/notice-of-a-request-for-exemption-from-certain-provisions-of-the-national-market-system-plan) ### Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-9 *Notice* — Securities and Exchange Commission 91 FR 56696 · FR Doc. 2026-18006 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18006.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18006/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) ### Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions *Notice* — Securities and Exchange Commission 91 FR 56696 · FR Doc. 2026-18004 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18004.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18004/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions *Notice* — Securities and Exchange Commission 91 FR 56686 · FR Doc. 2026-18003 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18003.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18003/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy *Notice* — Securities and Exchange Commission 91 FR 56678 · FR Doc. 2026-18002 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18002.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18002/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change) ### Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts *Notice* — Securities and Exchange Commission 91 FR 56685 · FR Doc. 2026-18001 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-03/pdf/2026-18001.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/03/2026-18001/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate) ## 2 September 2026 — 14 documents [the whole issue for this day](https://downstream.sh/daily/2026-09-02.md) > The SEC published a proposed rule to exempt European Union debt obligations from securities registration for futures trading and approved or filed 13 self-regulatory organization rule changes. — via Downstream, https://downstream.sh/daily/agency/securities-and-exchange-commission/#s-2026-09-02 *Machine-written by `claude-haiku-4-5-20251001` from the documents below.* ### Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities *Proposed Rule* — Securities and Exchange Commission The Securities and Exchange Commission (the "Commission" or the "SEC") is proposing an amendment to designate debt obligations issued by the European Union as "exempted securities" for the purposes of marketing and trading futures contracts on those securities in the United States or to U.S. persons. The amendment is designed to permit futures trading on debt obligations issued by the European Union to be regulated as futures on "exempted securities," subject to the Commodity Exchange Act. The proposal is intended to increase U.S. persons' access to the market for these products, which may improve opportunities for hedging; lower transaction costs; contribute to greater market depth; reduce operational friction; and increase competition. - **Comments close** 2 November 2026 (in 59 days) - **Takes effect** 2 September 2026 (2 days ago) 91 FR 56387 · FR Doc. 2026-17939 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17939.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17939/exemption-of-debt-obligations-issued-by-the-european-union-under-the-securities-exchange-act-of-1934) ### Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders *Notice* — Securities and Exchange Commission 91 FR 56492 · FR Doc. 2026-17920 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17920.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17920/self-regulatory-organizations-cboe-edga-exchange-inc-order-granting-approval-of-proposed-rule-change) ### Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Program *Notice* — Securities and Exchange Commission 91 FR 56530 · FR Doc. 2026-17919 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17919.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17919/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders *Notice* — Securities and Exchange Commission 91 FR 56486 · FR Doc. 2026-17918 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17918.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17918/self-regulatory-organizations-cboe-bzx-exchange-inc-order-granting-approval-of-proposed-rule-change) ### Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders *Notice* — Securities and Exchange Commission 91 FR 56487 · FR Doc. 2026-17917 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17917.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17917/self-regulatory-organizations-cboe-edgx-exchange-inc-order-granting-approval-of-proposed-rule-change) ### Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56533 · FR Doc. 2026-17916 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17916.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17916/self-regulatory-organizations-cboe-edga-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders *Notice* — Securities and Exchange Commission 91 FR 56529 · FR Doc. 2026-17915 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17915.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17915/self-regulatory-organizations-cboe-byx-exchange-inc-order-granting-approval-of-proposed-rule-change) ### Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Change, as Modified by Amendment No. 2, To Amend Its Rules To Extend Trading Hours for Certain Eligible Equity Options *Notice* — Securities and Exchange Commission 91 FR 56504 · FR Doc. 2026-17914 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17914.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17914/self-regulatory-organizations-nyse-american-llc-notice-of-filing-of-amendment-no-2-and-order) ### Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Rule Governing the Operation of a Proposed Step Up Mechanism (“SUM”) on the Exchange and To Make Conforming Changes in Other Rules *Notice* — Securities and Exchange Commission 91 FR 56514 · FR Doc. 2026-17913 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17913.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17913/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce the Exchange's Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56524 · FR Doc. 2026-17912 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17912.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17912/self-regulatory-organizations-cboe-byx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session *Notice* — Securities and Exchange Commission 91 FR 56526 · FR Doc. 2026-17911 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17911.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17911/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) ### Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program *Notice* — Securities and Exchange Commission 91 FR 56489 · FR Doc. 2026-17910 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17910.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17910/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or cQFOs *Notice* — Securities and Exchange Commission 91 FR 56518 · FR Doc. 2026-17909 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17909.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17909/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt VIX Future-Option Orders *Notice* — Securities and Exchange Commission 91 FR 56493 · FR Doc. 2026-17908 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-02/pdf/2026-17908.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/02/2026-17908/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-of-amendment-no-1-and-order) ## 1 September 2026 — 9 documents [the whole issue for this day](https://downstream.sh/daily/2026-09-01.md) > The Securities and Exchange Commission published nine notices on September 1, 2026, regarding investment company deregistration, exchange listing rules, and standardized options procedures. — via Downstream, https://downstream.sh/daily/agency/securities-and-exchange-commission/#s-2026-09-01 *Machine-written by `claude-haiku-4-5-20251001` from the documents below.* ### Deregistration Under Section 8(f) of the Investment Company Act of 1940 *Notice* — Securities and Exchange Commission Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to First Trust Active Global Quality Income ETF, a series of First Trust Exchange-Traded Fund VIII, and on November 11, 2023 made a final distribution to its shareholders based on net asset value. Expenses of $509,897.68 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on July 29, 2026. Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187. 91 FR 56260 · FR Doc. 2026-17892 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17892.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17892/deregistration-under-section-8f-of-the-investment-company-act-of-1940) ### Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Listing Fees for Exchange-Traded Products and Add a New Quality Liquidity Provider Program *Notice* — Securities and Exchange Commission 91 FR 56234 · FR Doc. 2026-17808 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17808.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17808/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) ### Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MX2 LLC as a Plan Sponsor *Notice* — Securities and Exchange Commission 91 FR 56249 · FR Doc. 2026-17807 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17807.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17807/joint-industry-plan-notice-of-filing-and-immediate-effectiveness-of-amendment-to-the-plan-for-the) ### Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Investors Exchange LLC as a Plan Sponsor *Notice* — Securities and Exchange Commission 91 FR 56253 · FR Doc. 2026-17806 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17806.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17806/joint-industry-plan-notice-of-filing-and-immediate-effectiveness-of-amendment-to-the-plan-for-the) ### Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials *Notice* — Securities and Exchange Commission 91 FR 56254 · FR Doc. 2026-17805 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17805.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17805/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials *Notice* — Securities and Exchange Commission 91 FR 56257 · FR Doc. 2026-17804 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17804.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17804/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials *Notice* — Securities and Exchange Commission 91 FR 56250 · FR Doc. 2026-17803 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17803.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17803/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials *Notice* — Securities and Exchange Commission 91 FR 56245 · FR Doc. 2026-17802 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17802.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17802/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 24 Under Article 22 of the NYSE Texas Rule Book *Notice* — Securities and Exchange Commission 91 FR 56247 · FR Doc. 2026-17801 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-09-01/pdf/2026-17801.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/09/01/2026-17801/self-regulatory-organizations-nyse-texas-inc-notice-of-filing-of-proposed-rule-change-to-adopt-new) ## 31 August 2026 — 14 documents [the whole issue for this day](https://downstream.sh/daily/2026-08-31.md) > The Securities and Exchange Commission published fourteen notices on August 31, 2026, concerning clearing agency exemptions, self-regulatory organization rule changes, and information collection activities. — via Downstream, https://downstream.sh/daily/agency/securities-and-exchange-commission/#s-2026-08-31 *Machine-written by `claude-haiku-4-5-20251001` from the documents below.* ### Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 489 and Form F-N *Notice* — Securities and Exchange Commission 91 FR 55940 · FR Doc. 2026-17679 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17679.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17679/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-489-and) ### DTCC ITP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Notice* — Securities and Exchange Commission 91 FR 55933 · FR Doc. 2026-17674 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17674.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17674/dtcc-itp-llc-notice-of-filing-of-application-for-exemption-from-registration-as-a-clearing-agency) ### TriOptima AB; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Notice* — Securities and Exchange Commission 91 FR 55921 · FR Doc. 2026-17673 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17673.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17673/trioptima-ab-notice-of-filing-of-application-for-exemption-from-registration-as-a-clearing-agency) ### OSTTRA Limited; OSTTRA Services, LLC; Notice of Filing of Applications for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Notice* — Securities and Exchange Commission 91 FR 55951 · FR Doc. 2026-17672 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17672.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17672/osttra-limited-osttra-services-llc-notice-of-filing-of-applications-for-exemption-from-registration) ### LSEG Post Trade Services Limited; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 *Notice* — Securities and Exchange Commission 91 FR 55956 · FR Doc. 2026-17671 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17671.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17671/lseg-post-trade-services-limited-notice-of-filing-of-application-for-exemption-from-registration-as) ### Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism *Notice* — Securities and Exchange Commission 91 FR 55955 · FR Doc. 2026-17670 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17670.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17670/self-regulatory-organizations-miax-emerald-llc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism *Notice* — Securities and Exchange Commission 91 FR 55923 · FR Doc. 2026-17669 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17669.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17669/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) ### Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 20.6 (Nullification and Adjustment of Options Transactions Including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel *Notice* — Securities and Exchange Commission 91 FR 55918 · FR Doc. 2026-17668 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17668.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17668/self-regulatory-organizations-mx2-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposal-to) ### Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock *Notice* — Securities and Exchange Commission 91 FR 55918 · FR Doc. 2026-17667 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17667.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17667/self-regulatory-organizations-cboe-exchange-inc-notice-of-designation-of-a-longer-period-for) ### Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement With Chicago Mercantile Exchange Inc. *Notice* — Securities and Exchange Commission 91 FR 55940 · FR Doc. 2026-17666 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17666.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17666/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change) ### Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) *Notice* — Securities and Exchange Commission 91 FR 55930 · FR Doc. 2026-17665 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17665.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17665/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) *Notice* — Securities and Exchange Commission 91 FR 55961 · FR Doc. 2026-17664 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17664.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17664/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) ### Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) *Notice* — Securities and Exchange Commission 91 FR 55928 · FR Doc. 2026-17663 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17663.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17663/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ### Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”) *Notice* — Securities and Exchange Commission 91 FR 55925 · FR Doc. 2026-17662 · [official PDF](https://www.govinfo.gov/content/pkg/FR-2026-08-31/pdf/2026-17662.pdf) · [federalregister.gov](https://www.federalregister.gov/documents/2026/08/31/2026-17662/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) ## Earlier 15 further days are in the [long-form archive](https://downstream.sh/daily/agency/securities-and-exchange-commission/archive.md). ## Ask an assistant instead Everything on this page is also a tool call. Add `mcp.downstream.sh` as an MCP server — no key, no account — then paste this: ``` Using the Downstream MCP server at mcp.downstream.sh, call whats_new_since with agency "Securities and Exchange Commission" since 2026-08-31, then summarise what changed and list every deadline it created. ``` Reaches `whats_new_since`. The response carries its own citations and states what it is missing, including which dates it has no record for. --- Every document linked here is a work of the United States government and in the public domain. The Federal Register's HTML and XML renderings are unofficial; the PDF on each item is the official text, and that is the one to cite. Counts are arithmetic over published fields, dates are printed as filed, and titles are verbatim. Where we have nothing, this says nothing rather than estimating. The one-sentence agency summaries are machine-written from those same fields and are labelled where they appear. 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