# Securities and Exchange Commission — the long-form archive

Everything Securities and Exchange Commission has published while this archive has been running: 184 documents across 20 days, oldest first.

Coverage begins on 2026-08-10, which is when this archive started holding Federal Register
issues — not when the agency started publishing. Anything earlier is absent from this page and
its absence is not evidence.

[HTML](https://downstream.sh/daily/agency/securities-and-exchange-commission/archive.html) · [the last five days](https://downstream.sh/daily/agency/securities-and-exchange-commission/index.md)

## 10 August 2026 — 5 documents

> The Securities and Exchange Commission published five notices including approvals of a National Market System Plan amendment and information collection activities.

- **Notice** [Sunshine Act Meetings](https://www.federalregister.gov/documents/2026/08/10/2026-16233/sunshine-act-meetings) · `2026-16233`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 8b-1 to 8b-5; 8b-10 to 8b-22; and 8b-25 to 8b-31](https://www.federalregister.gov/documents/2026/08/10/2026-16202/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-16202`
- **Notice** [Joint Industry Plan; Order Granting Approval of the Twenty-Seventh Amendment to the National Market System Plan To Address Extraordinary Market Volatility To Establish Temporary Price Band Protections in Overnight Trading](https://www.federalregister.gov/documents/2026/08/10/2026-16201/joint-industry-plan-order-granting-approval-of-the-twenty-seventh-amendment-to-the-national-market) · `2026-16201`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-8B-2](https://www.federalregister.gov/documents/2026/08/10/2026-16199/agency-information-collection-activities-proposed-collection-comment-request-extension-form-n-8b-2) · `2026-16199`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-17f-2](https://www.federalregister.gov/documents/2026/08/10/2026-16198/agency-information-collection-activities-proposed-collection-comment-request-extension-form-n-17f-2) · `2026-16198`

## 11 August 2026 — 11 documents

- **Notice** [Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Options 7, Section 3, Note 18](https://www.federalregister.gov/documents/2026/08/11/2026-16287/self-regulatory-organizations-nasdaq-gemx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16287`
- **Notice** [Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3100, Interpretation and Policy .06, To Reduce the Waiting Periods for Retaking FINRA Qualification Examinations](https://www.federalregister.gov/documents/2026/08/11/2026-16286/self-regulatory-organizations-miax-pearl-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16286`
- **Notice** [Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A Related to PRIME and cPRIME Functionality](https://www.federalregister.gov/documents/2026/08/11/2026-16285/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-16285`
- **Notice** [Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Interpretation and Policy .06, To Reduce the Waiting Periods for Retaking FINRA Qualification Examinations](https://www.federalregister.gov/documents/2026/08/11/2026-16284/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-16284`
- **Notice** [Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Interpretation and Policy .06, To Reduce the Waiting Periods for Retaking FINRA Qualification Examinations](https://www.federalregister.gov/documents/2026/08/11/2026-16283/self-regulatory-organizations-miax-emerald-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16283`
- **Notice** [Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division](https://www.federalregister.gov/documents/2026/08/11/2026-16282/self-regulatory-organizations-fixed-income-clearing-corporation-notice-of-filing-of-proposed-rule) · `2026-16282`
- **Notice** [Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division](https://www.federalregister.gov/documents/2026/08/11/2026-16281/self-regulatory-organizations-fixed-income-clearing-corporation-notice-of-filing-and-extension-of) · `2026-16281`
- **Notice** [Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the GSD Rules To Adopt a U.S. Treasury Clearing Trade Submission Requirement](https://www.federalregister.gov/documents/2026/08/11/2026-16280/self-regulatory-organizations-fixed-income-clearing-corporation-notice-of-designation-of-longer) · `2026-16280`
- **Notice** [Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.280 (Limit Up-Limit Down Plan and Trading Halts on the Exchange) To Reflect That IEX Will Not Cancel Outstanding Orders During a Regulatory Halt or Operational Halt in Anticipation of the SIP Implementation of the New Regulatory Halt Rules](https://www.federalregister.gov/documents/2026/08/11/2026-16279/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16279`
- **Notice** [Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer Additional Tickets Under the Exchange's Rodeo Program and Re-Open the Application Window for the Rodeo Program; and Permit Sponsored Participants To Participate in the Rodeo Program Together With a Sponsoring Member of the Exchange as Joint Participants](https://www.federalregister.gov/documents/2026/08/11/2026-16278/self-regulatory-organizations-texas-stock-exchange-llc-notice-of-filing-and-immediate-effectiveness) · `2026-16278`
- **Notice** [Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Interpretation and Policy .06, To Reduce the Waiting Periods for Retaking FINRA Qualification Examinations](https://www.federalregister.gov/documents/2026/08/11/2026-16277/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16277`

## 12 August 2026 — 5 documents

> The Securities and Exchange Commission published five notices on August 12, 2026, regarding investment funds and exchange fee schedule modifications.

- **Notice** [Regan Capital Alternative Income Fund, et al.](https://www.federalregister.gov/documents/2026/08/12/2026-16387/regan-capital-alternative-income-fund-et-al) · `2026-16387`
- **Notice** [Source Capital and First Pacific Advisors, LP](https://www.federalregister.gov/documents/2026/08/12/2026-16385/source-capital-and-first-pacific-advisors-lp) · `2026-16385`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Discounted External Distribution Fee for the EDGX Top Feed Available Under the Exchange's Existing Small Retail Broker Distribution Program From $750 per Month to $1,250 per Month](https://www.federalregister.gov/documents/2026/08/12/2026-16384/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16384`
- **Notice** [Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) To Amend the Exchange's Fee Schedule Applicable to Members To Modify IEX's Incremental Fee Tiers and To Make Organizational Changes to the Fee Schedule in Preparation for the Launch of IEX Options Later This Year](https://www.federalregister.gov/documents/2026/08/12/2026-16383/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16383`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Trading Permit Holder (“TPH”) Transaction Reporting Duties](https://www.federalregister.gov/documents/2026/08/12/2026-16382/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16382`

## 13 August 2026 — 13 documents

> The Securities and Exchange Commission published thirteen notices on August 13, 2026, concerning self-regulatory organization rule changes, exemptive relief requests, and agency information collection activities.

- **Notice** [Sunshine Act Meetings](https://www.federalregister.gov/documents/2026/08/13/2026-16519/sunshine-act-meetings) · `2026-16519`
- **Notice** [Reopening of Comment Period; Notices of Request for Exemptive Relief, Pursuant to Section 36(a) of the Securities Exchange Act of 1934, From Certain Aspects of Rule 17ad-22(e)(18)(iv) of the Securities Exchange Act of 1934 and Requests for Comment](https://www.federalregister.gov/documents/2026/08/13/2026-16471/reopening-of-comment-period-notices-of-request-for-exemptive-relief-pursuant-to-section-36a-of-the) · `2026-16471`
- **Notice** [Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq Texas, LLC, Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, MEMX LLC, MX2 LLC, and Investors Exchange LLC Concerning Options-Related Market Surveillance](https://www.federalregister.gov/documents/2026/08/13/2026-16470/program-for-allocation-of-regulatory-responsibilities-pursuant-to-rule-17d-2-notice-of-filing-and) · `2026-16470`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30b1-7 and Form N-MFP](https://www.federalregister.gov/documents/2026/08/13/2026-16467/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-30b1-7) · `2026-16467`
- **Notice** [AMG BBH Asset-Backed Credit Fund, LLC, et al.; August 10, 2026.](https://www.federalregister.gov/documents/2026/08/13/2026-16466/amg-bbh-asset-backed-credit-fund-llc-et-al-august-10-2026) · `2026-16466`
- **Notice** [Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Pricing Schedule at Options 7, Sections 2 (Customer Rebate Program) and 4 (Multiply Listed Options Fees)](https://www.federalregister.gov/documents/2026/08/13/2026-16464/self-regulatory-organizations-nasdaq-phlx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16464`
- **Notice** [Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Quoting Obligations](https://www.federalregister.gov/documents/2026/08/13/2026-16463/self-regulatory-organizations-nasdaq-gemx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16463`
- **Notice** [Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the LCH SA CaLM Minimum Cash Collateral Requirement and to LCH Liquidity Risk Policy](https://www.federalregister.gov/documents/2026/08/13/2026-16462/self-regulatory-organizations-lch-sa-notice-of-filing-of-proposed-rule-change-relating-to-the-lch-sa) · `2026-16462`
- **Notice** [Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1 Regarding Information Circular Requirements](https://www.federalregister.gov/documents/2026/08/13/2026-16461/self-regulatory-organizations-memx-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposed) · `2026-16461`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Criteria for Underlying Securities](https://www.federalregister.gov/documents/2026/08/13/2026-16460/self-regulatory-organizations-nasdaq-ise-llc-notice-of-filing-of-proposed-rule-change-to-amend-the) · `2026-16460`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Quotation Obligations](https://www.federalregister.gov/documents/2026/08/13/2026-16459/self-regulatory-organizations-nasdaq-ise-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16459`
- **Notice** [Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Quoting Obligations](https://www.federalregister.gov/documents/2026/08/13/2026-16458/self-regulatory-organizations-nasdaq-mrx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16458`
- **Notice** [Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Quoting Obligations](https://www.federalregister.gov/documents/2026/08/13/2026-16457/self-regulatory-organizations-nasdaq-phlx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16457`

## 14 August 2026 — 7 documents

> The Securities and Exchange Commission published seven notices including its regulatory flexibility agenda, an exemptive order for overnight trading, and six self-regulatory organization rule filings.

- **Notice** [Regulatory Flexibility Agenda](https://www.federalregister.gov/documents/2026/08/14/2026-16619/regulatory-flexibility-agenda) · `2026-16619`
- **Notice** [Order Granting Temporary Conditional Exemptive Relief to 24X National Exchange LLC From Certain Requirements of Rule 602 of Regulation NMS, Certain Requirements of Certain Equity Data Plans, and Section 19(g)(1) of the Securities Exchange Act of 1934, Pursuant to Section 36 of the Securities Exchange Act of 1934 and Rules 602 and 608 of Regulation NMS, To Permit Certain Overnight Trading, Subject to Certain Conditions, and Effective As of January 24, 2027 and Until the Earlier of (1) the date the Extended Hours Amendments Are Implemented or (2) July 2, 2027](https://www.federalregister.gov/documents/2026/08/14/2026-16572/order-granting-temporary-conditional-exemptive-relief-to-24x-national-exchange-llc-from-certain) · `2026-16572`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program for the BZX Top Data Feed](https://www.federalregister.gov/documents/2026/08/14/2026-16563/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16563`
- **Notice** [Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce the New One-Minute Interval Intra-Day Report](https://www.federalregister.gov/documents/2026/08/14/2026-16562/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-and-immediate-effectiveness-of-proposed) · `2026-16562`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Introduce the New One-Minute Interval Intra-Day Report](https://www.federalregister.gov/documents/2026/08/14/2026-16561/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16561`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Options 7, Section 2](https://www.federalregister.gov/documents/2026/08/14/2026-16560/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-16560`
- **Notice** [Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.25 To Introduce an Optional, Contingent Instruction Applicable to Periodic Auction Only Orders, Introduce a Time-in-Force of Auction or Cancel, and Make Conforming Changes to Its Periodic Auction Processing Behavior To Support the Proposed Contingent Instruction](https://www.federalregister.gov/documents/2026/08/14/2026-16559/self-regulatory-organizations-cboe-byx-exchange-inc-notice-of-filing-of-amendment-no-1-and-order) · `2026-16559`

## 17 August 2026 — 17 documents

> The Securities and Exchange Commission published 17 notices on August 17, 2026, concerning fund filings, exchange fee schedules, and information collection activities.

- **Notice** [Parvin Decentralized Fund and Parvin Fund Management, LLC](https://www.federalregister.gov/documents/2026/08/17/2026-16768/parvin-decentralized-fund-and-parvin-fund-management-llc) · `2026-16768`
- **Notice** [Sunshine Act Meetings](https://www.federalregister.gov/documents/2026/08/17/2026-16767/sunshine-act-meetings) · `2026-16767`
- **Notice** [Northern Lights Fund Trust and Ocean Park Asset Management, LLC](https://www.federalregister.gov/documents/2026/08/17/2026-16765/northern-lights-fund-trust-and-ocean-park-asset-management-llc) · `2026-16765`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-2](https://www.federalregister.gov/documents/2026/08/17/2026-16704/agency-information-collection-activities-proposed-collection-comment-request-extension-form-n-2) · `2026-16704`
- **Notice** [Elevation Series Trust and Norris Perné and French LLP](https://www.federalregister.gov/documents/2026/08/17/2026-16702/elevation-series-trust-and-norris-pern-and-french-llp) · `2026-16702`
- **Notice** [Stone Point Credit Income Fund and Stone Point Credit Income Adviser LLC](https://www.federalregister.gov/documents/2026/08/17/2026-16700/stone-point-credit-income-fund-and-stone-point-credit-income-adviser-llc) · `2026-16700`
- **Notice** [Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule Regarding the Routing Fee Table](https://www.federalregister.gov/documents/2026/08/17/2026-16699/self-regulatory-organizations-miax-pearl-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16699`
- **Notice** [Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule Regarding the Routing Fee Table](https://www.federalregister.gov/documents/2026/08/17/2026-16698/self-regulatory-organizations-miax-emerald-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16698`
- **Notice** [Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Sapphire Options Exchange Fee Schedule Regarding the Routing Fee Table](https://www.federalregister.gov/documents/2026/08/17/2026-16697/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16697`
- **Notice** [Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Regarding the Routing Fee Table](https://www.federalregister.gov/documents/2026/08/17/2026-16696/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-16696`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program Related to Qualifying Securities](https://www.federalregister.gov/documents/2026/08/17/2026-16695/self-regulatory-organizations-nasdaq-ise-llc-order-approving-a-proposed-rule-change-to-amend-the) · `2026-16695`
- **Notice** [Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for Certain Origins](https://www.federalregister.gov/documents/2026/08/17/2026-16694/self-regulatory-organizations-miax-pearl-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16694`
- **Notice** [Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Sapphire Options Exchange Fee Schedule To Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions, and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or cQFOs](https://www.federalregister.gov/documents/2026/08/17/2026-16693/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16693`
- **Notice** [Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Volume Thresholds for the Priority Customer Rebate Program](https://www.federalregister.gov/documents/2026/08/17/2026-16692/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-16692`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule](https://www.federalregister.gov/documents/2026/08/17/2026-16691/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16691`
- **Notice** [Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules To Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Current ETH Risk Management Framework](https://www.federalregister.gov/documents/2026/08/17/2026-16690/self-regulatory-organizations-the-options-clearing-corporation-notice-of-filing-of-proposed-rule) · `2026-16690`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule](https://www.federalregister.gov/documents/2026/08/17/2026-16689/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16689`

## 18 August 2026 — 16 documents

> The Securities and Exchange Commission published 16 notices on August 18, 2026, covering self-regulatory organization rule changes and agency information collection activities.

- **Notice** [Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 802.01C of the NYSE Listed Company Manual](https://www.federalregister.gov/documents/2026/08/18/2026-16831/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-of-amendment-no-2-and) · `2026-16831`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Amend Section 1003 of the NYSE American Company Guide](https://www.federalregister.gov/documents/2026/08/18/2026-16830/self-regulatory-organizations-nyse-american-llc-notice-of-filing-of-amendment-no-4-and-order) · `2026-16830`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-1 and Form NRSRO](https://www.federalregister.gov/documents/2026/08/18/2026-16824/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-16824`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-2](https://www.federalregister.gov/documents/2026/08/18/2026-16823/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-16823`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-1](https://www.federalregister.gov/documents/2026/08/18/2026-16822/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-17g-1) · `2026-16822`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b)](https://www.federalregister.gov/documents/2026/08/18/2026-16821/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-17ad-3b) · `2026-16821`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form SF-3](https://www.federalregister.gov/documents/2026/08/18/2026-16820/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-form) · `2026-16820`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form SF-1](https://www.federalregister.gov/documents/2026/08/18/2026-16819/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-form) · `2026-16819`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 6-K-Exchange Act Rules 13a-16 and 15d-16](https://www.federalregister.gov/documents/2026/08/18/2026-16818/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-form) · `2026-16818`
- **Notice** [Sunshine Act Meetings](https://www.federalregister.gov/documents/2026/08/18/2026-16802/sunshine-act-meetings) · `2026-16802`
- **Notice** [Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes](https://www.federalregister.gov/documents/2026/08/18/2026-16786/self-regulatory-organizations-national-securities-clearing-corporation-order-approving-of-proposed) · `2026-16786`
- **Notice** [Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Amendments to the CMESC Stress Testing & Guaranty Fund Sizing Policy (or the “Policy”) and Proposed Amendments to Rule 402(b)](https://www.federalregister.gov/documents/2026/08/18/2026-16785/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-amendments-to) · `2026-16785`
- **Notice** [Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)](https://www.federalregister.gov/documents/2026/08/18/2026-16784/self-regulatory-organizations-the-depository-trust-company-order-approving-proposed-rule-change-to) · `2026-16784`
- **Notice** [Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 7.31, 7.35, and 7.35B](https://www.federalregister.gov/documents/2026/08/18/2026-16783/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate) · `2026-16783`
- **Notice** [Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to The Options Clearing Corporation's Proposal To Amend the Evergreen Provisions Relating to Its Revolving Credit Facility](https://www.federalregister.gov/documents/2026/08/18/2026-16782/self-regulatory-organizations-the-options-clearing-corporation-notice-of-filing-of-advance-notice) · `2026-16782`
- **Notice** [Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual](https://www.federalregister.gov/documents/2026/08/18/2026-16781/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-of-a-proposed-rule-change) · `2026-16781`

## 19 August 2026 — 5 documents

> The Securities and Exchange Commission published five notices regarding self-regulatory organizations' proposed rule changes on August 19, 2026.

- **Notice** [Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to Exchange Traded Fund Shares Listed Under Rule 17.104(b)(2)(B)](https://www.federalregister.gov/documents/2026/08/19/2026-16857/self-regulatory-organizations-texas-stock-exchange-llc-notice-of-designation-of-a-longer-period-for) · `2026-16857`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4120 Regarding Trading Halts](https://www.federalregister.gov/documents/2026/08/19/2026-16856/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-16856`
- **Notice** [Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 3100 Regarding Trading Halts](https://www.federalregister.gov/documents/2026/08/19/2026-16855/self-regulatory-organizations-nasdaq-phlx-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16855`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of 3x Gold ETF, 3x Silver ETF, 3x Bitcoin ETF, 3x Ether ETF, 3x Crude Oil ETF, and 3x Natural Gas ETF, Each a Series of the VS Trust, Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)](https://www.federalregister.gov/documents/2026/08/19/2026-16854/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-of-a-proposed-rule-change-to) · `2026-16854`
- **Notice** [Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List](https://www.federalregister.gov/documents/2026/08/19/2026-16853/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate) · `2026-16853`

## 20 August 2026 — 10 documents

> The Securities and Exchange Commission published ten notices on August 20, 2026, including proposed rule changes from Cboe and Nasdaq exchanges regarding fees and connectivity schedules.

- **Notice** [Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Certain Free Trials](https://www.federalregister.gov/documents/2026/08/20/2026-16951/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16951`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Certain Free Trials](https://www.federalregister.gov/documents/2026/08/20/2026-16950/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16950`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Certain Free Trials](https://www.federalregister.gov/documents/2026/08/20/2026-16949/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16949`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Certain Free Trials](https://www.federalregister.gov/documents/2026/08/20/2026-16948/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-16948`
- **Notice** [Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/20/2026-16947/self-regulatory-organizations-nasdaq-texas-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16947`
- **Notice** [Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/20/2026-16946/self-regulatory-organizations-nasdaq-phlx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-16946`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/20/2026-16945/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-16945`
- **Notice** [Eagle Point Credit Management LLC and Eagle Point Trinity Senior Secured Lending Company](https://www.federalregister.gov/documents/2026/08/20/2026-16936/eagle-point-credit-management-llc-and-eagle-point-trinity-senior-secured-lending-company) · `2026-16936`
- **Notice** [Clearlake Private Markets Fund and Clearlake Capital RIC Management, LLC](https://www.federalregister.gov/documents/2026/08/20/2026-16935/clearlake-private-markets-fund-and-clearlake-capital-ric-management-llc) · `2026-16935`
- **Notice** [Valued Advisers Trust and Alaia Capital, LLC](https://www.federalregister.gov/documents/2026/08/20/2026-16934/valued-advisers-trust-and-alaia-capital-llc) · `2026-16934`

## 21 August 2026 — 9 documents

> The Securities and Exchange Commission proposed Regulation Crypto Assets establishing exemptions from registration requirements for certain crypto asset offerings.

- **Proposed Rule** [Regulation Crypto Assets](https://www.federalregister.gov/documents/2026/08/21/2026-17183/regulation-crypto-assets) · `2026-17183`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form ADV](https://www.federalregister.gov/documents/2026/08/21/2026-17067/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-form) · `2026-17067`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules at Options 7, Section 4 (Complex Order Fees and Rebates) and Section 6 (Other Options Fees and Rebates)](https://www.federalregister.gov/documents/2026/08/21/2026-17064/self-regulatory-organizations-nasdaq-ise-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17064`
- **Notice** [Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 20.6 (Nullification and Adjustment of Options Transactions Including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel](https://www.federalregister.gov/documents/2026/08/21/2026-17063/self-regulatory-organizations-memx-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposal-to) · `2026-17063`
- **Notice** [Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4(a) To Reflect the Operation of TXSE Exchange](https://www.federalregister.gov/documents/2026/08/21/2026-17062/self-regulatory-organizations-memx-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposed) · `2026-17062`
- **Notice** [Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA Liquidity Plan](https://www.federalregister.gov/documents/2026/08/21/2026-17061/self-regulatory-organizations-lch-sa-order-approving-proposed-rule-change-relating-to-the-lch-sa) · `2026-17061`
- **Notice** [Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/21/2026-17060/self-regulatory-organizations-nasdaq-mrx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17060`
- **Notice** [Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/21/2026-17059/self-regulatory-organizations-nasdaq-gemx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17059`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Schedule and Discontinue a Previously Proposed Offering](https://www.federalregister.gov/documents/2026/08/21/2026-17058/self-regulatory-organizations-nasdaq-ise-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17058`

## 24 August 2026 — 12 documents

> The Securities and Exchange Commission published twelve notices on August 24, 2026, regarding information collection activities, self-regulatory organization rule changes, and related matters.

- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-54A](https://www.federalregister.gov/documents/2026/08/24/2026-17226/agency-information-collection-activities-proposed-collection-comment-request-extension-form-n-54a) · `2026-17226`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1](https://www.federalregister.gov/documents/2026/08/24/2026-17225/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-17f-1) · `2026-17225`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 163](https://www.federalregister.gov/documents/2026/08/24/2026-17224/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-163) · `2026-17224`
- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 433](https://www.federalregister.gov/documents/2026/08/24/2026-17223/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-433) · `2026-17223`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 903G and 906G](https://www.federalregister.gov/documents/2026/08/24/2026-17206/self-regulatory-organizations-nyse-american-llc-notice-of-designation-of-a-longer-period-for) · `2026-17206`
- **Notice** [Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5.32-O and 5.35-O](https://www.federalregister.gov/documents/2026/08/24/2026-17205/self-regulatory-organizations-nyse-arca-inc-notice-of-designation-of-a-longer-period-for-commission) · `2026-17205`
- **Notice** [Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule To Eliminate Customer and Professional Customer Fees and Introduce a Floor Broker Incentive for Trading in Certain MSCI Related Index Options](https://www.federalregister.gov/documents/2026/08/24/2026-17204/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17204`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With Binary Options That Overlie the Mini-S&P 500 Index](https://www.federalregister.gov/documents/2026/08/24/2026-17203/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17203`
- **Notice** [Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule](https://www.federalregister.gov/documents/2026/08/24/2026-17202/self-regulatory-organizations-memx-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposed) · `2026-17202`
- **Notice** [Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Internal Cross-Reference Error in Rule 23.150](https://www.federalregister.gov/documents/2026/08/24/2026-17201/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17201`
- **Notice** [Pender Real Estate Credit Fund, et al.](https://www.federalregister.gov/documents/2026/08/24/2026-17191/pender-real-estate-credit-fund-et-al) · `2026-17191`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-4](https://www.federalregister.gov/documents/2026/08/24/2026-17189/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-17189`

## 25 August 2026 — 3 documents

- **Notice** [Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the CDS Instrument On-Boarding Policies and Procedures](https://www.federalregister.gov/documents/2026/08/25/2026-17283/self-regulatory-organizations-ice-clear-credit-llc-order-approving-proposed-rule-change-relating-to) · `2026-17283`
- **Notice** [Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Certain Aspects of the Activity-Based Risk Controls Applicable to IEX Options Members Set Forth in IEX Rule 22.250, and To Make Conforming and Typo Clean-Up Changes to IEX Rules 22.250 and 22.260](https://www.federalregister.gov/documents/2026/08/25/2026-17281/self-regulatory-organizations-investors-exchange-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17281`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4759 Regarding Sources of Data Used](https://www.federalregister.gov/documents/2026/08/25/2026-17279/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-17279`

## 26 August 2026 — 5 documents

> The Securities and Exchange Commission published five notices on August 26, 2026, regarding investment funds, registration fees, and self-regulatory organization rule changes.

- **Notice** [ARK Venture Fund and ARK Investment Management LLC](https://www.federalregister.gov/documents/2026/08/26/2026-17422/ark-venture-fund-and-ark-investment-management-llc) · `2026-17422`
- **Notice** [Order Making Fiscal Year 2027 Annual Adjustments to Registration Fee Rates](https://www.federalregister.gov/documents/2026/08/26/2026-17421/order-making-fiscal-year-2027-annual-adjustments-to-registration-fee-rates) · `2026-17421`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18E Regarding Trading Halts](https://www.federalregister.gov/documents/2026/08/26/2026-17363/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17363`
- **Notice** [Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts](https://www.federalregister.gov/documents/2026/08/26/2026-17362/self-regulatory-organizations-nyse-texas-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17362`
- **Notice** [Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules](https://www.federalregister.gov/documents/2026/08/26/2026-17361/self-regulatory-organizations-nasdaq-phlx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17361`

## 27 August 2026 — 8 documents

> The Securities and Exchange Commission published eight notices on August 27, 2026, regarding self-regulatory organizations and agency information collection activities.

- **Notice** [Fenimore Asset Management, Inc. and Fenimore Asset Management Trust](https://www.federalregister.gov/documents/2026/08/27/2026-17520/fenimore-asset-management-inc-and-fenimore-asset-management-trust) · `2026-17520`
- **Notice** [Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposal To Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange](https://www.federalregister.gov/documents/2026/08/27/2026-17465/self-regulatory-organizations-memx-llc-notice-of-filing-of-a-proposal-to-adopt-rules-for-the-listing) · `2026-17465`
- **Notice** [Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Warrant Performance Incentive Program To Add ETPs to the Definition of Liquidity Improvement Symbols and High-Volume Symbols](https://www.federalregister.gov/documents/2026/08/27/2026-17464/self-regulatory-organizations-texas-stock-exchange-llc-notice-of-filing-and-immediate-effectiveness) · `2026-17464`
- **Notice** [Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Intra-Day Snapshots to NTX Options Trade Outline](https://www.federalregister.gov/documents/2026/08/27/2026-17463/self-regulatory-organizations-nasdaq-texas-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17463`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-7](https://www.federalregister.gov/documents/2026/08/27/2026-17461/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-17461`
- **Notice** [Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities](https://www.federalregister.gov/documents/2026/08/27/2026-17460/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17460`
- **Notice** [Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities](https://www.federalregister.gov/documents/2026/08/27/2026-17458/self-regulatory-organizations-miax-pearl-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17458`
- **Notice** [Self-Regulatory Organizations: Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading, To Amend the Short Term Option Series Program With Respect to Qualifying Securities](https://www.federalregister.gov/documents/2026/08/27/2026-17457/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-17457`

## 28 August 2026 — 7 documents

> The Securities and Exchange Commission published seven notices on August 28, 2026, including rule filings from self-regulatory organizations and an information collection request.

- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 2a-5](https://www.federalregister.gov/documents/2026/08/28/2026-17604/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-17604`
- **Notice** [Sunshine Act Meetings](https://www.federalregister.gov/documents/2026/08/28/2026-17591/sunshine-act-meetings) · `2026-17591`
- **Notice** [Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of SR-GEMX-2026-15](https://www.federalregister.gov/documents/2026/08/28/2026-17554/self-regulatory-organizations-nasdaq-gemx-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17554`
- **Notice** [Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Rules Regarding Statutory Disqualifications](https://www.federalregister.gov/documents/2026/08/28/2026-17550/self-regulatory-organizations-long-term-stock-exchange-inc-notice-of-filing-and-immediate) · `2026-17550`
- **Notice** [Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Changes to Certain Provisions Relating to Arbitrator List Selection](https://www.federalregister.gov/documents/2026/08/28/2026-17549/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of-a) · `2026-17549`
- **Notice** [Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq Texas LLC, Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, MEMX LLC, MX2 LLC and Investors Exchange LLC Concerning Options-Related Sales Practice Matters](https://www.federalregister.gov/documents/2026/08/28/2026-17548/program-for-allocation-of-regulatory-responsibilities-pursuant-to-rule-17d-2-notice-of-filing-and) · `2026-17548`
- **Notice** [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of SR-ISE-2026-18](https://www.federalregister.gov/documents/2026/08/28/2026-17547/self-regulatory-organizations-nasdaq-ise-llc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17547`

## 31 August 2026 — 14 documents

> The Securities and Exchange Commission published fourteen notices on August 31, 2026, concerning clearing agency exemptions, self-regulatory organization rule changes, and information collection activities.

- **Notice** [Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 489 and Form F-N](https://www.federalregister.gov/documents/2026/08/31/2026-17679/agency-information-collection-activities-proposed-collection-comment-request-extension-rule-489-and) · `2026-17679`
- **Notice** [DTCC ITP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934](https://www.federalregister.gov/documents/2026/08/31/2026-17674/dtcc-itp-llc-notice-of-filing-of-application-for-exemption-from-registration-as-a-clearing-agency) · `2026-17674`
- **Notice** [TriOptima AB; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934](https://www.federalregister.gov/documents/2026/08/31/2026-17673/trioptima-ab-notice-of-filing-of-application-for-exemption-from-registration-as-a-clearing-agency) · `2026-17673`
- **Notice** [OSTTRA Limited; OSTTRA Services, LLC; Notice of Filing of Applications for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934](https://www.federalregister.gov/documents/2026/08/31/2026-17672/osttra-limited-osttra-services-llc-notice-of-filing-of-applications-for-exemption-from-registration) · `2026-17672`
- **Notice** [LSEG Post Trade Services Limited; Notice of Filing of Application for Exemption From Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934](https://www.federalregister.gov/documents/2026/08/31/2026-17671/lseg-post-trade-services-limited-notice-of-filing-of-application-for-exemption-from-registration-as) · `2026-17671`
- **Notice** [Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism](https://www.federalregister.gov/documents/2026/08/31/2026-17670/self-regulatory-organizations-miax-emerald-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17670`
- **Notice** [Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of a Change to Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism](https://www.federalregister.gov/documents/2026/08/31/2026-17669/self-regulatory-organizations-miami-international-securities-exchange-llc-notice-of-filing-and) · `2026-17669`
- **Notice** [Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 20.6 (Nullification and Adjustment of Options Transactions Including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel](https://www.federalregister.gov/documents/2026/08/31/2026-17668/self-regulatory-organizations-mx2-llc-notice-of-filing-and-immediate-effectiveness-of-a-proposal-to) · `2026-17668`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock](https://www.federalregister.gov/documents/2026/08/31/2026-17667/self-regulatory-organizations-cboe-exchange-inc-notice-of-designation-of-a-longer-period-for) · `2026-17667`
- **Notice** [Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement With Chicago Mercantile Exchange Inc.](https://www.federalregister.gov/documents/2026/08/31/2026-17666/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change) · `2026-17666`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)](https://www.federalregister.gov/documents/2026/08/31/2026-17665/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17665`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)](https://www.federalregister.gov/documents/2026/08/31/2026-17664/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17664`
- **Notice** [Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)](https://www.federalregister.gov/documents/2026/08/31/2026-17663/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17663`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee (“ORF”)](https://www.federalregister.gov/documents/2026/08/31/2026-17662/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17662`

## 1 September 2026 — 9 documents

> The Securities and Exchange Commission published nine notices on September 1, 2026, regarding investment company deregistration, exchange listing rules, and standardized options procedures.

- **Notice** [Deregistration Under Section 8(f) of the Investment Company Act of 1940](https://www.federalregister.gov/documents/2026/09/01/2026-17892/deregistration-under-section-8f-of-the-investment-company-act-of-1940) · `2026-17892`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Listing Fees for Exchange-Traded Products and Add a New Quality Liquidity Provider Program](https://www.federalregister.gov/documents/2026/09/01/2026-17808/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-17808`
- **Notice** [Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MX2 LLC as a Plan Sponsor](https://www.federalregister.gov/documents/2026/09/01/2026-17807/joint-industry-plan-notice-of-filing-and-immediate-effectiveness-of-amendment-to-the-plan-for-the) · `2026-17807`
- **Notice** [Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Investors Exchange LLC as a Plan Sponsor](https://www.federalregister.gov/documents/2026/09/01/2026-17806/joint-industry-plan-notice-of-filing-and-immediate-effectiveness-of-amendment-to-the-plan-for-the) · `2026-17806`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials](https://www.federalregister.gov/documents/2026/09/01/2026-17805/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17805`
- **Notice** [Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52 (Market-Maker Quotes) To Adopt Two-Sided Quote Bid/Ask Differentials](https://www.federalregister.gov/documents/2026/09/01/2026-17804/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17804`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials](https://www.federalregister.gov/documents/2026/09/01/2026-17803/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17803`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6 (Market Maker Quotations) To Adopt Two-Sided Quote Bid/Ask Differentials](https://www.federalregister.gov/documents/2026/09/01/2026-17802/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17802`
- **Notice** [Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 24 Under Article 22 of the NYSE Texas Rule Book](https://www.federalregister.gov/documents/2026/09/01/2026-17801/self-regulatory-organizations-nyse-texas-inc-notice-of-filing-of-proposed-rule-change-to-adopt-new) · `2026-17801`

## 2 September 2026 — 14 documents

> The SEC published a proposed rule to exempt European Union debt obligations from securities registration for futures trading and approved or filed 13 self-regulatory organization rule changes.

- **Proposed Rule** [Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities](https://www.federalregister.gov/documents/2026/09/02/2026-17939/exemption-of-debt-obligations-issued-by-the-european-union-under-the-securities-exchange-act-of-1934) · `2026-17939`
- **Notice** [Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders](https://www.federalregister.gov/documents/2026/09/02/2026-17920/self-regulatory-organizations-cboe-edga-exchange-inc-order-granting-approval-of-proposed-rule-change) · `2026-17920`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Program](https://www.federalregister.gov/documents/2026/09/02/2026-17919/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17919`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders](https://www.federalregister.gov/documents/2026/09/02/2026-17918/self-regulatory-organizations-cboe-bzx-exchange-inc-order-granting-approval-of-proposed-rule-change) · `2026-17918`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders](https://www.federalregister.gov/documents/2026/09/02/2026-17917/self-regulatory-organizations-cboe-edgx-exchange-inc-order-granting-approval-of-proposed-rule-change) · `2026-17917`
- **Notice** [Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/02/2026-17916/self-regulatory-organizations-cboe-edga-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17916`
- **Notice** [Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket Sweep Orders](https://www.federalregister.gov/documents/2026/09/02/2026-17915/self-regulatory-organizations-cboe-byx-exchange-inc-order-granting-approval-of-proposed-rule-change) · `2026-17915`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Change, as Modified by Amendment No. 2, To Amend Its Rules To Extend Trading Hours for Certain Eligible Equity Options](https://www.federalregister.gov/documents/2026/09/02/2026-17914/self-regulatory-organizations-nyse-american-llc-notice-of-filing-of-amendment-no-2-and-order) · `2026-17914`
- **Notice** [Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Rule Governing the Operation of a Proposed Step Up Mechanism (“SUM”) on the Exchange and To Make Conforming Changes in Other Rules](https://www.federalregister.gov/documents/2026/09/02/2026-17913/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17913`
- **Notice** [Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce the Exchange's Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/02/2026-17912/self-regulatory-organizations-cboe-byx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17912`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session](https://www.federalregister.gov/documents/2026/09/02/2026-17911/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-17911`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/02/2026-17910/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-17910`
- **Notice** [Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or cQFOs](https://www.federalregister.gov/documents/2026/09/02/2026-17909/self-regulatory-organizations-miax-sapphire-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-17909`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt VIX Future-Option Orders](https://www.federalregister.gov/documents/2026/09/02/2026-17908/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-of-amendment-no-1-and-order) · `2026-17908`

## 3 September 2026 — 7 documents

> The SEC and CFTC published a rule extending the Form PF compliance date for private fund advisers from October 1, 2026, to July 1, 2027.

- **Rule** [Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date](https://www.federalregister.gov/documents/2026/09/03/2026-18104/form-pf-reporting-requirements-for-all-filers-and-large-hedge-fund-advisers-further-extension-of) · `2026-18104`
- **Notice** [Notice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related to the Recovery of Costs Incurred During Period 4 of the Financial Accountability Milestones Pursuant to Section 36 of the Securities Exchange Act of 1934 and/or Rule 608(e) of Regulation NMS Thereunder, and Request for Comment](https://www.federalregister.gov/documents/2026/09/03/2026-18071/notice-of-a-request-for-exemption-from-certain-provisions-of-the-national-market-system-plan) · `2026-18071`
- **Notice** [Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-9](https://www.federalregister.gov/documents/2026/09/03/2026-18006/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule) · `2026-18006`
- **Notice** [Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions](https://www.federalregister.gov/documents/2026/09/03/2026-18004/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-18004`
- **Notice** [Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions](https://www.federalregister.gov/documents/2026/09/03/2026-18003/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-18003`
- **Notice** [Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy](https://www.federalregister.gov/documents/2026/09/03/2026-18002/self-regulatory-organizations-cme-securities-clearing-inc-notice-of-filing-of-proposed-rule-change) · `2026-18002`
- **Notice** [Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts](https://www.federalregister.gov/documents/2026/09/03/2026-18001/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate) · `2026-18001`

## 4 September 2026 — 7 documents

> The Securities and Exchange Commission published a proposed rule to modernize transfer agent regulations and six notices regarding self-regulatory organization filings.

- **Proposed Rule** [Transfer Agent Rules](https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules) · `2026-18190`
- **Notice** [Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 9558 of Nasdaq's Disciplinary Code](https://www.federalregister.gov/documents/2026/09/04/2026-18113/self-regulatory-organizations-the-nasdaq-stock-market-llc-notice-of-filing-and-immediate) · `2026-18113`
- **Notice** [Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/04/2026-18112/self-regulatory-organizations-cboe-c2-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-18112`
- **Notice** [Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/04/2026-18111/self-regulatory-organizations-cboe-exchange-inc-notice-of-filing-and-immediate-effectiveness-of-a) · `2026-18111`
- **Notice** [Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/04/2026-18110/self-regulatory-organizations-cboe-bzx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-18110`
- **Notice** [Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Implement an Exchange Order Entry Protocol Migration Program](https://www.federalregister.gov/documents/2026/09/04/2026-18109/self-regulatory-organizations-cboe-edgx-exchange-inc-notice-of-filing-and-immediate-effectiveness-of) · `2026-18109`
- **Notice** [Eldridge Dynamic Income Fund and Eldridge Structured Credit Advisers, LLC](https://www.federalregister.gov/documents/2026/09/04/2026-18108/eldridge-dynamic-income-fund-and-eldridge-structured-credit-advisers-llc) · `2026-18108`

## Ask an assistant instead

Everything on this page is also a tool call. Add `mcp.downstream.sh` as an MCP server — no key, no
account — then paste this:

```
Using the Downstream MCP server at mcp.downstream.sh, call whats_new_since with agency "Securities and Exchange Commission" since 2026-08-10, then tell me what this agency has been working on and which of its deadlines are still open.
```

Reaches `whats_new_since`. The response carries its own citations and states what it is missing,
including which dates it has no record for.

---

Every document linked here is a work of the United States government and in the public domain.
The Federal Register's HTML and XML renderings are unofficial; the PDF on each item is the
official text, and that is the one to cite.

Counts are arithmetic over published fields, dates are printed as filed, and titles are verbatim.
Where we have nothing, this says nothing rather than estimating. The one-sentence agency summaries
are machine-written from those same fields and are labelled where they appear.

[Downstream](https://downstream.sh/) · [the essay](https://downstream.sh/essays/a-country-that-can-see.html) ·
[the daily issue](https://downstream.sh/daily/) · [MCP endpoint](https://mcp.downstream.sh)